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MITCHELL FEE NFA ID: 0305802 Current Status INVESTCORE PARTNERS  • ASSOCIATED PERSON REGISTERED  • NFA ASSOCIATE MEMBER APPROVED  Regulatory Actions  Agency Number NFA 1 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Security Futures Proficiency Training  Description Date SECURITY FUTURES TRAINING COMPLETED 10/28/2002 Doing Business As No other names History  Status Effective Date • NFA MEMBER TEMPORARY BAR LIFTED 06/30/2012  • PRINCIPAL TEMPORARY BAR LIFTED 06/30/2012  • NFA ASSOCIATE MEMBER TEMPORARY BAR LIFTED 06/30/2012  • PRINCIPAL TEMPORARY BAR 03/30/2012  • NFA MEMBER TEMPORARY BAR 03/30/2012  • NFA ASSOCIATE MEMBER TEMPORARY BAR 03/30/2012    INVESTCORE PARTNERS  • ASSOCIATED PERSON REGISTERED 07/06/2012  • NFA ASSOCIATE MEMBER APPROVED 07/06/2012  • ASSOCIATED PERSON PENDING 07/02/2012  • NFA ASSOCIATE MEMBER PENDING 07/02/2012  • ASSOCIATED PERSON WITHDRAWN 03/30/2012  • NFA ASSOCIATE MEMBER WITHDRAWN 03/30/2012  • ASSOCIATED PERSON REGISTERED 06/10/2004  • NFA ASSOCIATE MEMBER APPROVED 06/10/2004  NEWHALL DISCOUNT FUTURES & OPTIONS INC  • ASSOCIATED PERSON WITHDRAWN 01/02/2001  • NFA ASSOCIATE MEMBER WITHDRAWN 01/02/2001  • ASSOCIATED PERSON REGISTERED 12/04/2000  • NFA ASSOCIATE MEMBER APPROVED 11/03/2000  • ASSOCIATED PERSON TEMPORARY LICENSE 11/03/2000  OPPORTUNITIES IN OPTIONS  • ASSOCIATED PERSON WITHDRAWN 07/01/2004  • NFA ASSOCIATE MEMBER WITHDRAWN 07/01/2004  • ASSOCIATED PERSON REGISTERED 03/30/2004  • NFA ASSOCIATE MEMBER APPROVED 03/15/2004  • ASSOCIATED PERSON TEMPORARY LICENSE 03/15/2004  REFCO LLC  • ASSOCIATED PERSON WITHDRAWN 04/16/2001  • NFA ASSOCIATE MEMBER WITHDRAWN 04/16/2001  • ASSOCIATED PERSON REGISTERED 01/02/2001  • NFA ASSOCIATE MEMBER APPROVED 01/02/2001  SIDABOYZ INC  • ASSOCIATED PERSON WITHDRAWN 03/11/2004  • NFA ASSOCIATE MEMBER WITHDRAWN 03/11/2004  • PRINCIPAL WITHDRAWN 03/11/2004  • PRINCIPAL APPROVED 07/14/2003  • PRINCIPAL PENDING 07/14/2003  • ASSOCIATED PERSON REGISTERED 08/01/2001  • NFA ASSOCIATE MEMBER APPROVED 07/19/2001  • ASSOCIATED PERSON TEMPORARY LICENSE 07/19/2001