| PRINCIPAL PERMANENT BAR | 12/02/2010 |
| NFA MEMBER PERMANENT BAR | 12/02/2010 |
| NFA ASSOCIATE MEMBER PERMANENT BAR | 12/02/2010 |
| |
| FOREX LIQUIDITY LLC |
| NFA ASSOCIATE MEMBER WITHDRAWN | 12/02/2010 |
| ASSOCIATED PERSON WITHDRAWN | 12/02/2010 |
| PRINCIPAL WITHDRAWN | 12/02/2010 |
| ASSOCIATED PERSON REGISTERED | 02/02/2006 |
| NFA ASSOCIATE MEMBER APPROVED | 02/02/2006 |
| PRINCIPAL APPROVED | 10/28/2005 |
| NFA ASSOCIATE MEMBER PENDING | 10/28/2005 |
| ASSOCIATED PERSON PENDING | 10/28/2005 |
| PRINCIPAL PENDING | 10/28/2005 |
| FX SOLUTIONS LLC |
| ASSOCIATED PERSON PENDING STATUS WITHDRAWN | 12/01/2001 |
| NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN | 12/01/2001 |
| ASSOCIATED PERSON PENDING | 09/07/2001 |
| NFA ASSOCIATE MEMBER PENDING | 09/07/2001 |
| INTERBANK FX LLC |
| NFA ASSOCIATE MEMBER WITHDRAWN | 10/01/2005 |
| PRINCIPAL WITHDRAWN | 10/01/2005 |
| ASSOCIATED PERSON WITHDRAWN | 10/01/2005 |
| PRINCIPAL APPROVED | 08/24/2005 |
| ASSOCIATED PERSON REGISTERED | 08/24/2005 |
| NFA ASSOCIATE MEMBER APPROVED | 08/09/2005 |
| PRINCIPAL PENDING | 08/09/2005 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 08/09/2005 |
| PRINCIPAL PENDING STATUS WITHDRAWN | 06/06/2005 |
| NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN | 06/06/2005 |
| ASSOCIATED PERSON PENDING STATUS WITHDRAWN | 06/06/2005 |
| NFA ASSOCIATE MEMBER PENDING | 04/07/2005 |
| ASSOCIATED PERSON PENDING | 04/07/2005 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 04/07/2005 |
| ASSOCIATED PERSON TEMPORARY LICENSE WITHDRAWN | 04/07/2005 |
| NFA ASSOCIATE MEMBER APPROVED | 03/17/2005 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 03/17/2005 |
| PRINCIPAL PENDING | 03/08/2005 |
| NFA ASSOCIATE MEMBER PENDING | 03/08/2005 |
| ASSOCIATED PERSON PENDING | 03/08/2005 |
| INTERNATIONAL PRECIOUS METALS CORP |
| ASSOCIATED PERSON WITHDRAWN | 07/09/1987 |
| ASSOCIATED PERSON REGISTERED | 03/30/1987 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 12/11/1986 |
| MULTIVEST OPTIONS INC |
| NFA ASSOCIATE MEMBER APPROVED | 03/20/1987 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 03/20/1987 |
| ASSOCIATED PERSON PENDING STATUS WITHDRAWN | 03/13/1987 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 03/13/1987 |
| ASSOCIATED PERSON PENDING | 12/11/1986 |
| NFA ASSOCIATE MEMBER PENDING | 12/11/1986 |