| CAPITAL MARKET SERVICES LLC |
| FOREX ASSOCIATED PERSON APPROVED | 09/14/2010 |
| FOREX ASSOCIATED PERSON PENDING | 09/14/2010 |
| PRINCIPAL APPROVED | 07/22/2004 |
| NFA ASSOCIATE MEMBER APPROVED | 01/12/2004 |
| ASSOCIATED PERSON REGISTERED | 01/12/2004 |
| NFA ASSOCIATE MEMBER PENDING | 12/30/2003 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 12/30/2003 |
| ASSOCIATED PERSON PENDING | 12/30/2003 |
| ASSOCIATED PERSON TEMPORARY LICENSE WITHDRAWN | 12/30/2003 |
| NFA ASSOCIATE MEMBER APPROVED | 12/09/2003 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 12/09/2003 |
| ASSOCIATED PERSON PENDING | 11/25/2003 |
| NFA ASSOCIATE MEMBER PENDING | 11/25/2003 |
| PRINCIPAL PENDING STATUS WITHDRAWN | 09/22/2003 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 09/22/2003 |
| ASSOCIATED PERSON PENDING STATUS WITHDRAWN | 09/22/2003 |
| PRINCIPAL PENDING | 06/16/2003 |
| NFA ASSOCIATE MEMBER APPROVED | 06/16/2003 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 06/16/2003 |
| PRINCIPAL PENDING STATUS WITHDRAWN | 01/18/2003 |
| NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN | 01/18/2003 |
| ASSOCIATED PERSON PENDING STATUS WITHDRAWN | 01/18/2003 |
| PRINCIPAL PENDING | 10/10/2002 |
| NFA ASSOCIATE MEMBER PENDING | 10/10/2002 |
| ASSOCIATED PERSON PENDING | 10/10/2002 |
| PRINCIPAL PENDING STATUS WITHDRAWN | 07/31/2002 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 07/31/2002 |
| ASSOCIATED PERSON WITHDRAWN | 07/31/2002 |
| PRINCIPAL PENDING | 03/08/2002 |
| NFA ASSOCIATE MEMBER APPROVED | 03/08/2002 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 03/08/2002 |