| FOREX CAPITAL MARKETS LLC |
| PRINCIPAL APPROVED | 10/11/2010 |
| FOREX ASSOCIATED PERSON APPROVED | 10/05/2010 |
| FOREX ASSOCIATED PERSON PENDING | 09/30/2010 |
| ASSOCIATED PERSON REGISTERED | 01/11/2007 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 11/15/2006 |
| NFA ASSOCIATE MEMBER APPROVED | 11/15/2006 |