| BLAIR HOLDINGS LLC |
| ASSOCIATED PERSON PENDING STATUS WITHDRAWN | 07/17/2003 |
| NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN | 07/17/2003 |
| PRINCIPAL PENDING STATUS WITHDRAWN | 07/17/2003 |
| NFA ASSOCIATE MEMBER PENDING | 05/16/2003 |
| PRINCIPAL PENDING | 04/25/2003 |
| ASSOCIATED PERSON PENDING | 04/25/2003 |
| SPENCER FINANCIAL LLC |
| ASSOCIATED PERSON WITHDRAWN | 06/16/2006 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 06/16/2006 |
| PRINCIPAL WITHDRAWN | 06/16/2006 |
| ASSOCIATED PERSON REGISTERED | 05/24/2004 |
| NFA ASSOCIATE MEMBER APPROVED | 05/03/2004 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 05/03/2004 |
| NFA ASSOCIATE MEMBER PENDING | 04/27/2004 |
| PRINCIPAL APPROVED | 04/08/2004 |
| NFA ASSOCIATE MEMBER PENDING | 12/23/2003 |
| PRINCIPAL PENDING | 11/21/2003 |
| ASSOCIATED PERSON PENDING | 11/21/2003 |