| COES FX CLEARING INC |
| NFA ASSOCIATE MEMBER WITHDRAWN | 12/07/2005 |
| ASSOCIATED PERSON WITHDRAWN | 12/07/2005 |
| PRINCIPAL WITHDRAWN | 12/07/2005 |
| ASSOCIATED PERSON REGISTERED | 06/15/2004 |
| PRINCIPAL APPROVED | 06/15/2004 |
| NFA ASSOCIATE MEMBER APPROVED | 06/07/2004 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 06/07/2004 |
| PRINCIPAL PENDING | 06/07/2004 |
| SPOT FX CLEARING CORP |
| PRINCIPAL WITHDRAWN | 12/08/2006 |
| ASSOCIATED PERSON WITHDRAWN | 12/08/2006 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 10/04/2006 |
| ASSOCIATED PERSON REGISTERED | 12/29/2005 |
| NFA ASSOCIATE MEMBER APPROVED | 12/29/2005 |
| PRINCIPAL APPROVED | 12/13/2005 |
| NFA ASSOCIATE MEMBER PENDING | 12/08/2005 |
| ASSOCIATED PERSON PENDING | 12/08/2005 |
| PRINCIPAL PENDING | 12/08/2005 |