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JAMES DOUGLAS NFA ID: 0320266 Current Status • NFA ASSOCIATE MEMBER PERMANENT BAR  • NFA MEMBER PERMANENT BAR  • PRINCIPAL PERMANENT BAR  Regulatory Actions  Agency Number NFA 1 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Security Futures Proficiency Training  Description Date SECURITY FUTURES TRAINING COMPLETED 10/20/2003 SECURITY FUTURES PRINCIPAL TRAINING COMPLETED 10/20/2003 Doing Business As No other names History  Status Effective Date • NFA ASSOCIATE MEMBER PERMANENT BAR 10/01/2009  • NFA MEMBER PERMANENT BAR 10/01/2009  • PRINCIPAL PERMANENT BAR 10/01/2009    INTL TRADING CORP OF THE PALM BEACHES  • ASSOCIATED PERSON WITHDRAWN 08/15/2002  • NFA ASSOCIATE MEMBER WITHDRAWN 08/15/2002  • ASSOCIATED PERSON TEMPORARY LICENSE 06/12/2002  • NFA ASSOCIATE MEMBER APPROVED 06/12/2002  JC LEEMAN FUTURES & OPTIONS INC  • ASSOCIATED PERSON WITHDRAWN 02/17/2005  • NFA ASSOCIATE MEMBER WITHDRAWN 02/17/2005  • ASSOCIATED PERSON REGISTERED 09/28/2004  • NFA ASSOCIATE MEMBER APPROVED 09/21/2004  • ASSOCIATED PERSON TEMPORARY LICENSE 09/21/2004  • ASSOCIATED PERSON WITHDRAWN 08/02/2004  • NFA ASSOCIATE MEMBER WITHDRAWN 08/02/2004  • ASSOCIATED PERSON REGISTERED 08/20/2002  • NFA ASSOCIATE MEMBER APPROVED 07/16/2002  • ASSOCIATED PERSON TEMPORARY LICENSE 07/16/2002  • NFA ASSOCIATE MEMBER PENDING 07/16/2002  • ASSOCIATED PERSON PENDING 07/16/2002  JC LEEMAN INCORPORATED  • NFA ASSOCIATE MEMBER WITHDRAWN 05/01/2007  • ASSOCIATED PERSON WITHDRAWN 05/01/2007  • ASSOCIATED PERSON REGISTERED 12/08/2006  • NFA ASSOCIATE MEMBER APPROVED 10/30/2006  • ASSOCIATED PERSON TEMPORARY LICENSE 10/30/2006  • ASSOCIATED PERSON WITHDRAWN 05/09/2005  • NFA ASSOCIATE MEMBER WITHDRAWN 05/09/2005  • ASSOCIATED PERSON REGISTERED 02/09/2005  • NFA ASSOCIATE MEMBER APPROVED 02/09/2005  TRUE VECTOR TRADING GROUP LLC  • ASSOCIATED PERSON WITHDRAWN 01/12/2009  • NFA ASSOCIATE MEMBER WITHDRAWN 01/12/2009  • PRINCIPAL WITHDRAWN 01/12/2009  • NFA ASSOCIATE MEMBER APPROVED 07/11/2007  • ASSOCIATED PERSON REGISTERED 07/11/2007  • PRINCIPAL APPROVED 07/06/2007  • NFA ASSOCIATE MEMBER PENDING 06/10/2007  • ASSOCIATED PERSON PENDING 06/10/2007  • PRINCIPAL PENDING 06/10/2007