| CONCORDE TRADING GROUP INC |
| ASSOCIATED PERSON WITHDRAWN | 12/07/1998 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 12/07/1998 |
| ASSOCIATED PERSON REGISTERED | 12/19/1991 |
| NFA ASSOCIATE MEMBER APPROVED | 12/19/1991 |
| ASSOCIATED PERSON PENDING | 10/02/1991 |
| NFA ASSOCIATE MEMBER PENDING | 10/02/1991 |
| TRENDEX COMMODITY CORP |
| ASSOCIATED PERSON WITHDRAWN | 03/20/2008 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 03/20/2008 |
| PRINCIPAL WITHDRAWN | 03/20/2008 |
| ASSOCIATED PERSON REGISTERED | 12/22/1998 |
| NFA ASSOCIATE MEMBER APPROVED | 12/22/1998 |
| PRINCIPAL APPROVED | 12/22/1998 |
| ASSOCIATED PERSON PENDING | 11/27/1998 |
| NFA ASSOCIATE MEMBER PENDING | 11/27/1998 |
| PRINCIPAL PENDING | 11/27/1998 |
| TRENDLINE COMMODITIES INC |
| PRINCIPAL WITHDRAWN | 06/03/2004 |
| PRINCIPAL APPROVED | 12/18/2002 |
| PRINCIPAL PENDING | 11/27/2002 |