Details

JAMES ALAN SPEAR NFA ID: 0312680 Current Status NO CURRENT STATUS Regulatory Actions  Agency Number NFA 1 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Security Futures Proficiency Training No proficiency information available Doing Business As No other names History  Status Effective Date SHERWOOD FUTURES GROUP LLC  • ASSOCIATED PERSON WITHDRAWN 03/08/2005  • NFA ASSOCIATE MEMBER WITHDRAWN 03/08/2005  • ASSOCIATED PERSON REGISTERED 10/05/2001  • NFA ASSOCIATE MEMBER APPROVED 09/13/2001  • ASSOCIATED PERSON TEMPORARY LICENSE 09/13/2001  TGR FINANCIAL LLC  • ASSOCIATED PERSON WITHDRAWN 01/08/2008  • NFA ASSOCIATE MEMBER WITHDRAWN 01/08/2008  • ASSOCIATED PERSON REGISTERED 03/15/2005  • NFA ASSOCIATE MEMBER APPROVED 03/10/2005  • ASSOCIATED PERSON TEMPORARY LICENSE 03/10/2005