Details

LEVEL III MANAGEMENT LLC NFA ID: 0384343 Current Status • LEVEL III MANAGEMENT LLC'S NFA MEMBERSHIP HAS BEEN SUSPENDED AND THIS FIRM CANNOT CONDUCT CUSTOMER BUSINESS    • COMMODITY TRADING ADVISOR PENDING WITHDRAWAL  • COMMODITY POOL OPERATOR PENDING WITHDRAWAL  • NFA MEMBER PENDING WITHDRAWAL   FIRM ON WITHDRAWAL HOLD    • NFA MEMBER SUSPENDED  • COMMODITY TRADING ADVISOR REGISTERED  • COMMODITY POOL OPERATOR REGISTERED  Firm Activity Status Firm has on-exchange futures and/or options customer accounts Yes Firm is soliciting customers Yes Firm manages futures or options customer accounts No Firm operates commodity pools Yes Firm is engaged in retail off-exchange foreign currency futures and/or options No Regulatory Actions  Agency Number NFA 1 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Business Address 220 HECTOR AVENUE METAIRIE, LA  70005 UNITED STATES (504) 717-6495 Doing Business As No other names Listed Principals  Listed Principal Name Title 10% or More Financial Interest BRUCE ALEXANDER GWYN MANAGING MEMBER-LLC OR LLP YES History  Status Effective Date • LEVEL III MANAGEMENT LLC'S NFA MEMBERSHIP HAS BEEN SUSPENDED AND THIS FIRM CANNOT CONDUCT CUSTOMER BUSINESS     • NFA MEMBER SUSPENDED 06/12/2012  • COMMODITY TRADING ADVISOR REGISTERED 06/09/2009  • COMMODITY TRADING ADVISOR PENDING 05/18/2009  • COMMODITY TRADING ADVISOR PENDING STATUS WITHDRAWN 08/31/2007  • COMMODITY TRADING ADVISOR PENDING 07/10/2007  • NFA MEMBER APPROVED 07/03/2007  • COMMODITY POOL OPERATOR REGISTERED 07/03/2007  • NFA MEMBER PENDING 06/19/2007  • COMMODITY POOL OPERATOR PENDING 06/19/2007