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DEWITT DUDLEY NFA ID: 0346868 Current Status • NFA ASSOCIATE MEMBER TEMPORARY BAR  • NFA MEMBER TEMPORARY BAR  • PRINCIPAL TEMPORARY BAR  Regulatory Actions  Agency Number NFA 1 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Security Futures Proficiency Training  Description Date SECURITY FUTURES TRAINING COMPLETED 01/30/2008 Doing Business As No other names History  Status Effective Date • NFA ASSOCIATE MEMBER TEMPORARY BAR 08/10/2010  • NFA MEMBER TEMPORARY BAR 08/10/2010  • PRINCIPAL TEMPORARY BAR 08/10/2010    EMPIRE FUTURES GROUP LLC  • ASSOCIATED PERSON WITHDRAWN 10/21/2004  • NFA ASSOCIATE MEMBER WITHDRAWN 10/21/2004  • ASSOCIATED PERSON REGISTERED 08/10/2004  • ASSOCIATED PERSON TEMPORARY LICENSE 08/06/2004  • NFA ASSOCIATE MEMBER APPROVED 08/06/2004  LIONSGATE FUTURES GROUP INC  • NFA ASSOCIATE MEMBER WITHDRAWN 08/07/2006  • ASSOCIATED PERSON WITHDRAWN 08/07/2006  • ASSOCIATED PERSON REGISTERED 12/17/2004  • NFA ASSOCIATE MEMBER APPROVED 12/17/2004  • NFA ASSOCIATE MEMBER PENDING 11/11/2004  • NFA ASSOCIATE MEMBER WITHDRAWN 11/11/2004  • ASSOCIATED PERSON PENDING 11/11/2004  • ASSOCIATED PERSON TEMPORARY LICENSE WITHDRAWN 11/11/2004  • NFA ASSOCIATE MEMBER APPROVED 10/21/2004  • ASSOCIATED PERSON TEMPORARY LICENSE 10/21/2004  OPPORTUNITIES IN OPTIONS  • ASSOCIATED PERSON WITHDRAWN 07/30/2010  • NFA ASSOCIATE MEMBER WITHDRAWN 07/30/2010  • ASSOCIATED PERSON REGISTERED 09/28/2006  • NFA ASSOCIATE MEMBER APPROVED 06/26/2006  • ASSOCIATED PERSON TEMPORARY LICENSE 06/26/2006