| PRINCIPAL TEMPORARY BAR | 06/08/2012 |
| NFA ASSOCIATE MEMBER TEMPORARY SUSPENSION | 06/08/2012 |
| NFA MEMBER TEMPORARY SUSPENSION | 06/08/2012 |
| |
| FLOOR TRADER WITHDRAWN | 06/11/1997 |
| FLOOR TRADER REGISTERED | 08/11/1993 |
| FLOOR TRADER PENDING | 07/28/1993 |
| ALLAMIAN MARTIN JAMES |
| PRINCIPAL WITHDRAWN | 09/05/1990 |
| PRINCIPAL APPROVED | 01/06/1988 |
| PRINCIPAL PENDING | 11/20/1987 |
| CUNNINGHAM COMMODITIES LLC |
| ASSOCIATED PERSON WITHDRAWN | 11/21/2008 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 11/21/2008 |
| ASSOCIATED PERSON REGISTERED | 04/03/2008 |
| NFA ASSOCIATE MEMBER APPROVED | 04/03/2008 |
| HIGH STREET FINANCIAL INC |
| ASSOCIATED PERSON PENDING STATUS WITHDRAWN | 04/20/2006 |
| NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN | 04/20/2006 |
| PRINCIPAL PENDING STATUS WITHDRAWN | 04/20/2006 |
| NFA ASSOCIATE MEMBER PENDING | 04/19/2006 |
| PRINCIPAL PENDING | 04/19/2006 |
| ASSOCIATED PERSON PENDING | 04/19/2006 |
| LANE GEORGE C |
| ASSOCIATED PERSON WITHDRAWN | 10/30/1986 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 10/30/1986 |
| NFA ASSOCIATE MEMBER APPROVED | 09/05/1986 |
| ASSOCIATED PERSON REGISTERED | 01/07/1986 |
| NFA ASSOCIATE MEMBER PENDING | 12/23/1985 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 10/21/1985 |
| ASSOCIATED PERSON PENDING | 10/15/1985 |
| LAST ATLANTIS CAPITAL MANAGEMENT LLC |
| ASSOCIATED PERSON WITHDRAWN | 10/17/2008 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 10/17/2008 |
| NFA ASSOCIATE MEMBER APPROVED | 05/16/2006 |
| ASSOCIATED PERSON REGISTERED | 05/16/2006 |
| NFA ASSOCIATE MEMBER PENDING | 05/09/2006 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 05/09/2006 |
| ASSOCIATED PERSON PENDING | 05/09/2006 |
| ASSOCIATED PERSON TEMPORARY LICENSE WITHDRAWN | 05/09/2006 |
| NFA ASSOCIATE MEMBER APPROVED | 04/18/2006 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 04/18/2006 |
| MARTIN JAMES AND COMPANY INC |
| ASSOCIATED PERSON WITHDRAWN | 02/24/2001 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 02/24/2001 |
| PRINCIPAL WITHDRAWN | 02/24/2001 |
| ASSOCIATED PERSON REGISTERED | 06/27/1989 |
| NFA ASSOCIATE MEMBER APPROVED | 06/27/1989 |
| PRINCIPAL APPROVED | 06/27/1989 |
| ASSOCIATED PERSON PENDING | 06/01/1989 |
| NFA ASSOCIATE MEMBER PENDING | 06/01/1989 |
| PRINCIPAL PENDING | 05/10/1989 |
| MARTIN JAMES CAPITAL MANAGEMENT INC |
| PRINCIPAL WITHDRAWN | 09/08/2002 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 09/08/2002 |
| ASSOCIATED PERSON WITHDRAWN | 09/08/2002 |
| PRINCIPAL APPROVED | 04/27/1991 |
| NFA ASSOCIATE MEMBER APPROVED | 04/27/1991 |
| ASSOCIATED PERSON REGISTERED | 04/27/1991 |
| ASSOCIATED PERSON PENDING | 04/18/1991 |
| NFA ASSOCIATE MEMBER PENDING | 04/18/1991 |
| PRINCIPAL PENDING | 04/18/1991 |
| MARTIN JAMES SELECT ASSET MANAGEMENT INC |
| ASSOCIATED PERSON WITHDRAWN | 11/30/1995 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 11/30/1995 |
| PRINCIPAL WITHDRAWN | 11/30/1995 |
| NFA ASSOCIATE MEMBER APPROVED | 09/26/1991 |
| ASSOCIATED PERSON REGISTERED | 07/12/1991 |
| PRINCIPAL APPROVED | 07/12/1991 |
| ASSOCIATED PERSON PENDING | 06/27/1991 |
| NFA ASSOCIATE MEMBER PENDING | 06/27/1991 |
| PRINCIPAL PENDING | 06/19/1991 |
| MUSTANG CAPITAL MANAGEMENT INC |
| PRINCIPAL WITHDRAWN | 09/13/2004 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 09/13/2004 |
| ASSOCIATED PERSON WITHDRAWN | 09/13/2004 |
| PRINCIPAL APPROVED | 05/03/2002 |
| NFA ASSOCIATE MEMBER APPROVED | 05/03/2002 |
| ASSOCIATED PERSON REGISTERED | 05/03/2002 |
| ASSOCIATED PERSON PENDING | 03/27/2002 |
| NFA ASSOCIATE MEMBER PENDING | 03/27/2002 |
| PRINCIPAL PENDING | 03/27/2002 |
| PETRA TRADING GROUP LLC |
| PRINCIPAL WITHDRAWN | 02/22/2011 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 02/22/2011 |
| ASSOCIATED PERSON WITHDRAWN | 02/22/2011 |
| NFA ASSOCIATE MEMBER APPROVED | 11/07/2006 |
| ASSOCIATED PERSON REGISTERED | 11/07/2006 |
| PRINCIPAL APPROVED | 09/20/2006 |
| ASSOCIATED PERSON PENDING | 08/15/2006 |
| NFA ASSOCIATE MEMBER PENDING | 08/15/2006 |
| PRINCIPAL PENDING STATUS WITHDRAWN | 02/07/2006 |
| PRINCIPAL PENDING | 11/09/2005 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 08/20/2005 |
| ASSOCIATED PERSON WITHDRAWN | 08/20/2005 |
| ASSOCIATED PERSON REGISTERED | 05/05/2005 |
| NFA ASSOCIATE MEMBER APPROVED | 04/18/2005 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 04/18/2005 |