| NFA MEMBER PERMANENT BAR | 03/03/2010 |
| NFA MEMBER PERMANENT WITHDRAWAL | 03/03/2010 |
| PRINCIPAL PERMANENT BAR | 03/03/2010 |
| |
| NFA MEMBER WITHDRAWN | 02/23/2010 |
| COMMODITY POOL OPERATOR WITHDRAWN | 02/23/2010 |
| COMMODITY TRADING ADVISOR WITHDRAWN | 02/23/2010 |
| INTRODUCING BROKER PENDING STATUS WITHDRAWN | 08/20/2008 |
| INTRODUCING BROKER PENDING | 07/17/2008 |
| NFA MEMBER APPROVED | 03/28/2008 |
| COMMODITY TRADING ADVISOR REGISTERED | 01/23/2008 |
| COMMODITY POOL OPERATOR REGISTERED | 01/23/2008 |
| COMMODITY TRADING ADVISOR PENDING | 01/09/2008 |
| NFA MEMBER PENDING | 01/08/2008 |
| COMMODITY POOL OPERATOR PENDING | 01/08/2008 |