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JOHN VINCENT LEGITTINO NFA ID: 0020385 Current Status • NFA ASSOCIATE MEMBER PERMANENT WITHDRAWAL  Trading Privileges No trading privileges Regulatory Actions  Agency Number NFA 1 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Security Futures Proficiency Training No proficiency information available Doing Business As No other names History  Status Effective Date • NFA ASSOCIATE MEMBER PERMANENT WITHDRAWAL 05/31/2011    • FLOOR BROKER WITHDRAWN 08/30/2011  • FLOOR BROKER REGISTERED 01/21/1988  • FLOOR BROKER PENDING 11/24/1987  • FLOOR BROKER WITHDRAWN 03/31/1987  • FLOOR BROKER REGISTERED 09/13/1983  BALFOUR MACLAINE FUTURES INC  • ASSOCIATED PERSON REGISTERED 10/30/1989  • ASSOCIATED PERSON WITHDRAWN 10/01/1989  • NFA ASSOCIATE MEMBER WITHDRAWN 10/01/1989  • NFA ASSOCIATE MEMBER APPROVED 06/27/1989  • ASSOCIATED PERSON TEMPORARY LICENSE 06/27/1989  COMMERZ FUTURES LLC  • PRINCIPAL WITHDRAWN 05/31/2002  • PRINCIPAL APPROVED 02/07/2001  • PRINCIPAL PENDING 12/01/2000  SPIKE TRADING SERVICES LLC  • NFA ASSOCIATE MEMBER WITHDRAWN 02/28/2005  • ASSOCIATED PERSON WITHDRAWN 02/28/2005  • ASSOCIATED PERSON REGISTERED 04/27/2004  • NFA ASSOCIATE MEMBER APPROVED 04/27/2004  • ASSOCIATED PERSON TEMPORARY LICENSE 04/27/2004  SPRING CREEK CAPITAL LLC  • PRINCIPAL WITHDRAWN 06/25/2011  • ASSOCIATED PERSON WITHDRAWN 05/26/2011  • NFA ASSOCIATE MEMBER WITHDRAWN 05/26/2011  • NFA ASSOCIATE MEMBER APPROVED 05/25/2006  • ASSOCIATED PERSON REGISTERED 05/23/2006  • PRINCIPAL APPROVED 05/22/2006  • NFA ASSOCIATE MEMBER PENDING 05/22/2006  • ASSOCIATED PERSON PENDING 05/22/2006