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HOWARD KEITH MALMAN NFA ID: 0193293 Current Status • FLOOR BROKER REGISTERED  • FLOOR TRADER REGISTERED  OLYMPUS FUTURES INC  • ASSOCIATED PERSON REGISTERED  • NFA ASSOCIATE MEMBER APPROVED  • PRINCIPAL APPROVED  Trading Privileges • GRANTED AT CHICAGO MERCANTILE EXCHANGE Regulatory Actions  Agency Number NFA 1 CFTC 0 Exchanges 3 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Security Futures Proficiency Training No proficiency information available Doing Business As No other names History  Status Effective Date • FLOOR BROKER REGISTERED 11/07/2002  • FLOOR TRADER NO ACTION ENDED 12/14/1993  • FLOOR TRADER REGISTERED 12/14/1993  • FLOOR TRADER NO ACTION 06/09/1993  • FLOOR TRADER PENDING 06/09/1993  • FLOOR BROKER WITHDRAWN 07/10/1985  • FLOOR BROKER PENDING 01/25/1985  CARLIN FUTURES LLC  • PRINCIPAL WITHDRAWN 11/21/2006  • PRINCIPAL APPROVED 06/20/2001  • PRINCIPAL PENDING 04/03/2001  CARLIN SPECIALISTS LLC  • PRINCIPAL WITHDRAWN 07/30/2004  • PRINCIPAL APPROVED 11/01/2002  • PRINCIPAL WITHDRAWN 10/22/2002  • PRINCIPAL APPROVED 08/14/2002  • PRINCIPAL PENDING 07/26/2002  OLYMPUS FUTURES INC  • ASSOCIATED PERSON REGISTERED 09/01/2006  • NFA ASSOCIATE MEMBER APPROVED 09/01/2006  • PRINCIPAL APPROVED 06/14/2006  PEAK TRADING GROUP LLC  • PRINCIPAL WITHDRAWN 12/17/2009  • PRINCIPAL APPROVED 09/20/2007  ROSENTHAL COLLINS GROUP LLC  • ASSOCIATED PERSON WITHDRAWN 10/31/2009  • NFA ASSOCIATE MEMBER WITHDRAWN 10/31/2009  • ASSOCIATED PERSON REGISTERED 02/28/2007  • NFA ASSOCIATE MEMBER APPROVED 02/28/2007