| PRODIGY ASSET MANAGEMENT LLC |
| PRINCIPAL WITHDRAWN | 06/05/2013 |
| ASSOCIATED PERSON WITHDRAWN | 06/05/2013 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 06/05/2013 |
| FOREX ASSOCIATED PERSON PENDING STATUS WITHDRAWN | 06/05/2013 |
| BRANCH MANAGER PENDING STATUS WITHDRAWN | 06/03/2013 |
| FOREX ASSOCIATED PERSON PENDING | 02/07/2013 |
| BRANCH MANAGER PENDING | 12/04/2012 |
| NFA ASSOCIATE MEMBER APPROVED | 09/27/2011 |
| ASSOCIATED PERSON REGISTERED | 09/27/2011 |
| PRINCIPAL APPROVED | 09/09/2011 |
| NFA ASSOCIATE MEMBER PENDING | 08/02/2011 |
| ASSOCIATED PERSON PENDING | 08/02/2011 |
| PRINCIPAL PENDING | 08/02/2011 |
| PRINCIPAL PENDING STATUS WITHDRAWN | 08/01/2011 |
| NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN | 08/01/2011 |
| ASSOCIATED PERSON PENDING STATUS WITHDRAWN | 08/01/2011 |
| PRINCIPAL PENDING | 03/24/2011 |
| ASSOCIATED PERSON PENDING | 03/24/2011 |
| NFA ASSOCIATE MEMBER PENDING | 03/24/2011 |