| EXCEL MARKETS INC |
| FOREX ASSOCIATED PERSON APPROVED | 10/26/2010 |
| NFA ASSOCIATE MEMBER APPROVED | 10/14/2010 |
| ASSOCIATED PERSON REGISTERED | 10/14/2010 |
| FOREX ASSOCIATED PERSON PENDING | 09/07/2010 |
| PRINCIPAL APPROVED | 03/02/2010 |
| NFA ASSOCIATE MEMBER PENDING | 01/29/2010 |
| ASSOCIATED PERSON PENDING | 01/29/2010 |
| PRINCIPAL PENDING | 01/29/2010 |
| PROJECT TRIUMPH LLC |
| PRINCIPAL PENDING STATUS WITHDRAWN | 10/15/2008 |
| ASSOCIATED PERSON PENDING STATUS WITHDRAWN | 10/15/2008 |
| NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN | 10/15/2008 |
| PRINCIPAL PENDING | 08/22/2008 |
| ASSOCIATED PERSON PENDING | 08/22/2008 |
| NFA ASSOCIATE MEMBER PENDING | 08/22/2008 |