| NFA ASSOCIATE MEMBER PERMANENT BAR | 02/03/2010 |
| NFA MEMBER PERMANENT BAR | 02/03/2010 |
| PRINCIPAL PERMANENT BAR | 02/03/2010 |
| |
| CAPITAL FX LLC |
| PRINCIPAL WITHDRAWN | 04/04/2010 |
| ASSOCIATED PERSON WITHDRAWN | 04/04/2010 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 02/03/2010 |
| NFA ASSOCIATE MEMBER APPROVED | 01/28/2009 |
| ASSOCIATED PERSON REGISTERED | 01/26/2009 |
| PRINCIPAL APPROVED | 01/26/2009 |
| ASSOCIATED PERSON PENDING | 12/05/2008 |
| NFA ASSOCIATE MEMBER PENDING | 12/05/2008 |
| PRINCIPAL PENDING | 08/22/2008 |