| NOTICE BROKER DEALER WITHDRAWN | 11/08/2006 |
| NFA MEMBER WITHDRAWN | 11/08/2006 |
| INTRODUCING BROKER WITHDRAWN | 11/08/2006 |
| COMMODITY TRADING ADVISOR WITHDRAWN | 12/22/2002 |
| NOTICE BROKER DEALER REGISTERED | 11/11/2002 |
| INTRODUCING BROKER REGISTERED | 11/06/2002 |
| NFA MEMBER APPROVED | 09/26/2002 |
| COMMODITY TRADING ADVISOR REGISTERED | 09/26/2002 |
| INTRODUCING BROKER PENDING | 09/11/2002 |
| NFA MEMBER PENDING | 09/11/2002 |
| COMMODITY TRADING ADVISOR PENDING | 09/11/2002 |