| ALARON TRADING CORPORATION |
| • ASSOCIATED PERSON WITHDRAWN | 07/07/1995 |
| • NFA ASSOCIATE MEMBER WITHDRAWN | 07/07/1995 |
| • ASSOCIATED PERSON REGISTERED | 06/20/1991 |
| • NFA ASSOCIATE MEMBER APPROVED | 06/05/1991 |
| • ASSOCIATED PERSON TEMPORARY LICENSE | 06/05/1991 |
| DENARIUS CAPITAL LLC |
| • ASSOCIATED PERSON WITHDRAWN | 10/31/2011 |
| • NFA ASSOCIATE MEMBER WITHDRAWN | 10/31/2011 |
| • ASSOCIATED PERSON REGISTERED | 04/01/2010 |
| • NFA ASSOCIATE MEMBER APPROVED | 03/12/2010 |
| • ASSOCIATED PERSON TEMPORARY LICENSE | 03/12/2010 |
| DIRECT FOREX LLC |
| • NFA ASSOCIATE MEMBER WITHDRAWN | 05/30/2008 |
| • ASSOCIATED PERSON WITHDRAWN | 05/30/2008 |
| • PRINCIPAL WITHDRAWN | 05/30/2008 |
| • NFA ASSOCIATE MEMBER APPROVED | 03/22/2005 |
| • ASSOCIATED PERSON REGISTERED | 03/22/2005 |
| • PRINCIPAL APPROVED | 01/31/2005 |
| • NFA ASSOCIATE MEMBER PENDING | 01/05/2005 |
| • ASSOCIATED PERSON PENDING | 01/05/2005 |
| • PRINCIPAL PENDING | 01/05/2005 |
| DIRECT TRADING GROUP LLC |
| • ASSOCIATED PERSON WITHDRAWN | 01/25/2010 |
| • NFA ASSOCIATE MEMBER WITHDRAWN | 01/25/2010 |
| • PRINCIPAL WITHDRAWN | 01/25/2010 |
| • ASSOCIATED PERSON REGISTERED | 08/01/2001 |
| • NFA ASSOCIATE MEMBER APPROVED | 08/01/2001 |
| • PRINCIPAL APPROVED | 08/01/2001 |
| • ASSOCIATED PERSON PENDING | 07/16/2001 |
| • NFA ASSOCIATE MEMBER PENDING | 07/16/2001 |
| • PRINCIPAL PENDING | 07/12/2001 |
| ETG INC |
| • ASSOCIATED PERSON WITHDRAWN | 06/19/2006 |
| • NFA ASSOCIATE MEMBER WITHDRAWN | 06/19/2006 |
| • PRINCIPAL WITHDRAWN | 06/01/2006 |
| • NFA ASSOCIATE MEMBER APPROVED | 10/23/2000 |
| • PRINCIPAL APPROVED | 10/23/2000 |
| • ASSOCIATED PERSON REGISTERED | 10/23/2000 |
| • ASSOCIATED PERSON PENDING | 09/28/2000 |
| • NFA ASSOCIATE MEMBER PENDING | 09/28/2000 |
| • PRINCIPAL PENDING | 09/28/2000 |
| IOWA GRAIN CO |
| • ASSOCIATED PERSON WITHDRAWN | 11/01/2000 |
| • BRANCH MANAGER PENDING STATUS WITHDRAWN | 11/01/2000 |
| • NFA ASSOCIATE MEMBER WITHDRAWN | 11/01/2000 |
| • ASSOCIATED PERSON REGISTERED | 10/05/2000 |
| • NFA ASSOCIATE MEMBER APPROVED | 08/31/2000 |
| • ASSOCIATED PERSON TEMPORARY LICENSE | 08/31/2000 |
| • BRANCH MANAGER PENDING | 08/31/2000 |
| IRA EPSTEIN & COMPANY |
| • ASSOCIATED PERSON WITHDRAWN | 06/03/1991 |
| • NFA ASSOCIATE MEMBER WITHDRAWN | 06/03/1991 |
| • ASSOCIATED PERSON REGISTERED | 04/04/1991 |
| • NFA ASSOCIATE MEMBER APPROVED | 02/21/1991 |
| • ASSOCIATED PERSON TEMPORARY LICENSE | 02/21/1991 |
| LFG LLC |
| • ASSOCIATED PERSON WITHDRAWN | 04/28/2000 |
| • BRANCH MANAGER WITHDRAWN | 04/28/2000 |
| • NFA ASSOCIATE MEMBER WITHDRAWN | 04/28/2000 |
| • BRANCH MANAGER APPROVED | 11/02/1998 |
| • ASSOCIATED PERSON REGISTERED | 10/29/1998 |
| • NFA ASSOCIATE MEMBER APPROVED | 10/29/1998 |
| MIDLAND EURO INC |
| • ASSOCIATED PERSON WITHDRAWN | 10/27/1998 |
| • BRANCH MANAGER WITHDRAWN | 10/27/1998 |
| • NFA ASSOCIATE MEMBER WITHDRAWN | 10/27/1998 |
| • ASSOCIATED PERSON SUSPENSION LIFTED | 09/24/1998 |
| • NFA ASSOCIATE MEMBER SUSPENSION LIFTED | 09/24/1998 |
| • ASSOCIATED PERSON SUSPENDED | 09/21/1998 |
| • NFA ASSOCIATE MEMBER SUSPENDED | 09/21/1998 |
| • BRANCH MANAGER APPROVED | 03/11/1996 |
| • BRANCH MANAGER PENDING | 02/07/1996 |
| • ASSOCIATED PERSON REGISTERED | 10/04/1995 |
| • NFA ASSOCIATE MEMBER APPROVED | 08/03/1995 |
| • ASSOCIATED PERSON TEMPORARY LICENSE | 08/03/1995 |
| • ASSOCIATED PERSON PENDING | 07/21/1995 |
| • NFA ASSOCIATE MEMBER PENDING | 07/21/1995 |
| REFCO LLC |
| • ASSOCIATED PERSON WITHDRAWN | 08/31/2000 |
| • BRANCH MANAGER WITHDRAWN | 08/31/2000 |
| • NFA ASSOCIATE MEMBER WITHDRAWN | 08/31/2000 |
| • ASSOCIATED PERSON REGISTERED | 04/28/2000 |
| • BRANCH MANAGER APPROVED | 04/28/2000 |
| • NFA ASSOCIATE MEMBER APPROVED | 04/28/2000 |