| PEREGRINE FINANCIAL GROUP INC |
| ASSOCIATED PERSON WITHDRAWN | 07/17/2008 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 07/17/2008 |
| ASSOCIATED PERSON REGISTERED | 01/12/2007 |
| NFA ASSOCIATE MEMBER APPROVED | 01/09/2007 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 01/09/2007 |
| TGR FINANCIAL LLC |
| ASSOCIATED PERSON WITHDRAWN | 12/27/2006 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 12/27/2006 |
| ASSOCIATED PERSON REGISTERED | 07/27/2006 |
| NFA ASSOCIATE MEMBER APPROVED | 07/18/2006 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 07/18/2006 |