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SCOTT ANTHONY DAUGHERTY NFA ID: 0331973 Current Status NO CURRENT STATUS Regulatory Actions  Agency Number NFA 1 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Security Futures Proficiency Training No proficiency information available Doing Business As No other names History  Status Effective Date • NFA ASSOCIATE MEMBER TEMPORARY BAR LIFTED 03/26/2013  • NFA MEMBER TEMPORARY BAR LIFTED 03/26/2013  • PRINCIPAL TEMPORARY BAR LIFTED 03/26/2013  • NFA ASSOCIATE MEMBER TEMPORARY BAR 03/26/2012  • NFA MEMBER TEMPORARY BAR 03/26/2012  • PRINCIPAL TEMPORARY BAR 03/26/2012    INVESTCORE PARTNERS  • ASSOCIATED PERSON WITHDRAWN 09/27/2010  • NFA ASSOCIATE MEMBER WITHDRAWN 09/27/2010  • ASSOCIATED PERSON REGISTERED 06/10/2004  • NFA ASSOCIATE MEMBER APPROVED 06/10/2004  OPPORTUNITIES IN OPTIONS  • ASSOCIATED PERSON WITHDRAWN 07/01/2004  • NFA ASSOCIATE MEMBER WITHDRAWN 07/01/2004  • ASSOCIATED PERSON REGISTERED 06/12/2003  • NFA ASSOCIATE MEMBER APPROVED 05/29/2003  • ASSOCIATED PERSON TEMPORARY LICENSE 05/29/2003