| NFA ASSOCIATE MEMBER TEMPORARY BAR | 04/13/2011 |
| NFA MEMBER TEMPORARY BAR | 04/13/2011 |
| PRINCIPAL TEMPORARY BAR | 04/13/2011 |
| |
| CLASH FINANCIAL LLC |
| ASSOCIATED PERSON PENDING STATUS WITHDRAWN | 05/13/2011 |
| ASSOCIATED PERSON PENDING | 04/13/2011 |
| ASSOCIATED PERSON REGISTRATION CEASED | 04/13/2011 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 04/13/2011 |
| PRINCIPAL WITHDRAWN | 04/13/2011 |
| BRANCH MANAGER PENDING STATUS WITHDRAWN | 08/16/2010 |
| BRANCH MANAGER PENDING | 05/18/2010 |
| ASSOCIATED PERSON REGISTERED | 07/06/2009 |
| NFA ASSOCIATE MEMBER APPROVED | 07/06/2009 |
| NFA ASSOCIATE MEMBER PENDING | 06/05/2009 |
| ASSOCIATED PERSON PENDING | 06/05/2009 |
| PRINCIPAL APPROVED | 06/04/2009 |
| MADISON FINANCIAL GROUP LLC |
| ASSOCIATED PERSON WITHDRAWN | 04/02/2001 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 04/02/2001 |
| ASSOCIATED PERSON REGISTERED | 08/05/1998 |
| NFA ASSOCIATE MEMBER APPROVED | 06/30/1998 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 06/30/1998 |
| TGR FINANCIAL LLC |
| ASSOCIATED PERSON WITHDRAWN | 06/06/2009 |
| BRANCH MANAGER WITHDRAWN | 06/06/2009 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 06/06/2009 |
| BRANCH MANAGER APPROVED | 11/22/2004 |
| BRANCH MANAGER PENDING | 11/22/2004 |
| ASSOCIATED PERSON REGISTERED | 08/20/2002 |
| NFA ASSOCIATE MEMBER APPROVED | 07/30/2002 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 07/30/2002 |
| ASSOCIATED PERSON WITHDRAWN | 01/08/2002 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 01/08/2002 |
| ASSOCIATED PERSON REGISTERED | 05/08/2001 |
| NFA ASSOCIATE MEMBER APPROVED | 04/06/2001 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 04/06/2001 |