| NFA ASSOCIATE MEMBER PERMANENT BAR | 03/21/2012 |
| NFA MEMBER PERMANENT BAR | 03/21/2012 |
| PRINCIPAL PERMANENT BAR | 03/21/2012 |
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| FIN FX LLC |
| PRINCIPAL WITHDRAWN | 03/08/2012 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 03/08/2012 |
| ASSOCIATED PERSON WITHDRAWN | 03/08/2012 |
| NFA ASSOCIATE MEMBER SUSPENDED | 04/26/2011 |
| ASSOCIATED PERSON REGISTERED | 12/06/2007 |
| PRINCIPAL APPROVED | 12/06/2007 |
| NFA ASSOCIATE MEMBER APPROVED | 12/06/2007 |
| NFA ASSOCIATE MEMBER PENDING | 11/29/2007 |
| ASSOCIATED PERSON PENDING | 11/29/2007 |
| PRINCIPAL PENDING | 11/07/2007 |