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PAUL JONATHAN BRODY NFA ID: 0031940 Current Status INTERACTIVE BROKERS LLC  • ASSOCIATED PERSON REGISTERED  • NFA ASSOCIATE MEMBER APPROVED  • PRINCIPAL APPROVED  TIMBER HILL LLC  • ASSOCIATED PERSON REGISTERED  • NFA ASSOCIATE MEMBER APPROVED  • PRINCIPAL APPROVED  Regulatory Actions  Agency Number NFA 0 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Security Futures Proficiency Training  Description Date SECURITY FUTURES TRAINING COMPLETED 11/12/2012 SECURITY FUTURES PRINCIPAL TRAINING COMPLETED 11/12/2012 Doing Business As No other names History  Status Effective Date INTERACTIVE BROKERS FOREX SERVICES LLC  • PRINCIPAL WITHDRAWN 05/09/2010  • PRINCIPAL APPROVED 12/10/2009  • PRINCIPAL PENDING 12/10/2009  INTERACTIVE BROKERS LLC  • ASSOCIATED PERSON REGISTERED 01/03/1995  • NFA ASSOCIATE MEMBER APPROVED 01/03/1995  • PRINCIPAL APPROVED 12/02/1994  • PRINCIPAL PENDING 09/14/1994  TIMBER HILL LLC  • ASSOCIATED PERSON REGISTERED 09/01/1995  • NFA ASSOCIATE MEMBER APPROVED 09/01/1995  • PRINCIPAL APPROVED 09/01/1995  • ASSOCIATED PERSON PENDING 05/30/1995  • NFA ASSOCIATE MEMBER PENDING 05/30/1995  • PRINCIPAL PENDING 05/30/1995  WINDHAM FUTURES CORP  • ASSOCIATED PERSON WITHDRAWN 01/09/1995  • NFA ASSOCIATE MEMBER WITHDRAWN 01/09/1995  • NFA ASSOCIATE MEMBER APPROVED 08/01/1985  • ASSOCIATED PERSON REGISTERED 12/17/1983