| FOREX CAPITAL MARKETS LLC |
| FOREX ASSOCIATED PERSON APPROVED | 10/05/2010 |
| FOREX ASSOCIATED PERSON PENDING | 09/30/2010 |
| PRINCIPAL ENDED WITH SHALISH CAPITAL MARKETS LLC | 10/23/2001 |
| PRINCIPAL APPROVED | 10/23/2001 |
| PRINCIPAL COMPLETE WITH SHALISH CAPITAL MARKETS LLC | 06/21/2001 |
| ASSOCIATED PERSON REGISTERED | 06/21/2001 |
| NFA ASSOCIATE MEMBER APPROVED | 06/21/2001 |
| PRINCIPAL ADDED WITH SHALISH CAPITAL MARKETS LLC | 03/05/2001 |
| ASSOCIATED PERSON PENDING | 03/05/2001 |
| NFA ASSOCIATE MEMBER PENDING | 03/05/2001 |
| FXCM FUTURES LLC |
| PRINCIPAL WITHDRAWN | 11/14/2007 |
| ASSOCIATED PERSON WITHDRAWN | 11/05/2007 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 11/05/2007 |
| NFA ASSOCIATE MEMBER APPROVED | 09/27/2005 |
| ASSOCIATED PERSON REGISTERED | 09/27/2005 |
| PRINCIPAL APPROVED | 07/26/2005 |
| NFA ASSOCIATE MEMBER PENDING | 06/08/2005 |
| ASSOCIATED PERSON PENDING | 06/08/2005 |
| PRINCIPAL PENDING | 06/08/2005 |