Details

PRODIGY ASSET MANAGEMENT LLC NFA ID: 0422568 Current Status • FOREX DEALER MEMBER PENDING WITHDRAWAL  • FOREX FIRM PENDING WITHDRAWAL  • RETAIL FOREIGN EXCHANGE DEALER PENDING WITHDRAWAL  • INTRODUCING BROKER PENDING WITHDRAWAL  • NFA MEMBER PENDING WITHDRAWAL  • COMMODITY TRADING ADVISOR PENDING WITHDRAWAL  • COMMODITY POOL OPERATOR PENDING WITHDRAWAL   FIRM ON WITHDRAWAL HOLD    • FOREX FIRM PENDING  • FOREX DEALER MEMBER PENDING  • RETAIL FOREIGN EXCHANGE DEALER PENDING  • INTRODUCING BROKER PENDING  • NFA MEMBER APPROVED  • COMMODITY POOL OPERATOR REGISTERED  • COMMODITY TRADING ADVISOR REGISTERED  Exemptions Click the link below to view exemptions for this firm View Exemptions Firm Activity Status Firm has on-exchange futures and/or options customer accounts Yes Firm is soliciting customers Yes Firm manages futures or options customer accounts Yes Firm operates commodity pools Yes Firm is engaged in retail off-exchange foreign currency futures and/or options No Regulatory Actions  Agency Number NFA 2 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Business Address 275 MADISON AVENUE 4TH FLOOR NEW YORK, NY  10016 UNITED STATES (646) 205-1603 Doing Business As No other names Listed Principals  Listed Principal Name Title 10% or More Financial Interest GERARD JOSEPH NOEL CHIEF OPERATING OFFICER NO YEKATERINA POYARKOVA HEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION NO RAHMAN OPERATING COMPANY TRUST YES EZEKIEL ABDEL RAHMAN CHIEF EXECUTIVE OFFICER NO JAMES JOSEPH WAGNER CHIEF FINANCIAL OFFICER NO History  Status Effective Date • FOREX FIRM PENDING 02/07/2013  • FOREX DEALER MEMBER PENDING 02/07/2013  • RETAIL FOREIGN EXCHANGE DEALER PENDING 02/07/2013  • INTRODUCING BROKER PENDING 11/12/2012  • NFA MEMBER APPROVED 09/27/2011  • COMMODITY POOL OPERATOR REGISTERED 09/27/2011  • COMMODITY TRADING ADVISOR REGISTERED 09/27/2011  • NFA MEMBER PENDING 03/10/2011  • COMMODITY POOL OPERATOR PENDING 03/10/2011  • COMMODITY TRADING ADVISOR PENDING 03/10/2011