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LLOYD GEORGE KING NFA ID: 0053183 Current Status VISION FINANCIAL MARKETS LLC  • ASSOCIATED PERSON REGISTERED  • NFA ASSOCIATE MEMBER APPROVED  • PRINCIPAL APPROVED  Regulatory Actions  Agency Number NFA 0 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 3 details... Formerly Known As No other names   Security Futures Proficiency Training  Description Date SECURITY FUTURES TRAINING COMPLETED 10/14/2002 Doing Business As No other names History  Status Effective Date FIRST NATIONAL MONETARY CORP  • NFA ASSOCIATE MEMBER WITHDRAWN 12/31/1987  • ASSOCIATED PERSON WITHDRAWN 10/31/1987  • ASSOCIATED PERSON REGISTERED 02/27/1986  • NFA ASSOCIATE MEMBER APPROVED 02/27/1986  FIRST NATIONAL TRADING CORPORATION  • ASSOCIATED PERSON WITHDRAWN 11/14/1986  • NFA ASSOCIATE MEMBER WITHDRAWN 11/14/1986  • NFA ASSOCIATE MEMBER APPROVED 08/01/1985  • ASSOCIATED PERSON REGISTERED 09/30/1982  VISION BROKERAGE SERVICES LLC  • ASSOCIATED PERSON WITHDRAWN 04/01/2011  • NFA ASSOCIATE MEMBER WITHDRAWN 04/01/2011  • PRINCIPAL WITHDRAWN 04/01/2011  • PRINCIPAL APPROVED 06/26/2009  • NFA ASSOCIATE MEMBER APPROVED 06/26/2009  • PRINCIPAL PENDING 06/26/2009  • ASSOCIATED PERSON REGISTERED 06/26/2009  VISION FINANCIAL MARKETS LLC  • ASSOCIATED PERSON REGISTERED 09/27/1993  • NFA ASSOCIATE MEMBER APPROVED 09/27/1993  • PRINCIPAL APPROVED 05/02/1990  WHITEHALL INVESTMENT MANAGEMENT INC  • ASSOCIATED PERSON WITHDRAWN 05/24/1994  • NFA ASSOCIATE MEMBER WITHDRAWN 05/24/1994  • ASSOCIATED PERSON REGISTERED 11/17/1986  • NFA ASSOCIATE MEMBER APPROVED 11/17/1986