| ALPARI US LLC |
| ASSOCIATED PERSON WITHDRAWN | 06/10/2012 |
| FOREX ASSOCIATED PERSON WITHDRAWN | 06/10/2012 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 06/10/2012 |
| PRINCIPAL WITHDRAWN | 06/10/2012 |
| PRINCIPAL APPROVED | 04/09/2012 |
| FOREX ASSOCIATED PERSON APPROVED | 10/01/2010 |
| FOREX ASSOCIATED PERSON PENDING | 09/23/2010 |
| ASSOCIATED PERSON REGISTERED | 05/26/2009 |
| NFA ASSOCIATE MEMBER APPROVED | 05/19/2009 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 05/19/2009 |
| IKON GLOBAL MARKETS INC |
| ASSOCIATED PERSON WITHDRAWN | 05/15/2009 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 05/15/2009 |
| ASSOCIATED PERSON REGISTERED | 09/12/2008 |
| NFA ASSOCIATE MEMBER APPROVED | 09/12/2008 |
| ASSOCIATED PERSON PENDING | 08/27/2008 |
| NFA ASSOCIATE MEMBER PENDING | 08/27/2008 |
| ASSOCIATED PERSON TEMPORARY LICENSE WITHDRAWN | 08/27/2008 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 08/27/2008 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 08/06/2008 |
| NFA ASSOCIATE MEMBER APPROVED | 08/06/2008 |