| ALPARI US LLC |
| NFA ASSOCIATE MEMBER WITHDRAWN | 04/03/2013 |
| ASSOCIATED PERSON WITHDRAWN | 04/03/2013 |
| FOREX ASSOCIATED PERSON WITHDRAWN | 04/03/2013 |
| PRINCIPAL WITHDRAWN | 04/03/2013 |
| PRINCIPAL APPROVED | 11/26/2012 |
| ASSOCIATED PERSON REGISTERED | 11/26/2012 |
| FOREX ASSOCIATED PERSON APPROVED | 11/13/2012 |
| NFA ASSOCIATE MEMBER APPROVED | 11/13/2012 |
| PRINCIPAL PENDING | 11/13/2012 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 11/13/2012 |
| FOREX ASSOCIATED PERSON PENDING | 11/13/2012 |
| ASSOCIATED PERSON WITHDRAWN | 07/22/2011 |
| FOREX ASSOCIATED PERSON WITHDRAWN | 07/22/2011 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 07/22/2011 |
| FOREX ASSOCIATED PERSON APPROVED | 10/01/2010 |
| FOREX ASSOCIATED PERSON PENDING | 09/14/2010 |
| ASSOCIATED PERSON REGISTERED | 03/17/2008 |
| NFA ASSOCIATE MEMBER APPROVED | 03/07/2008 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 03/07/2008 |
| TGR FINANCIAL LLC |
| ASSOCIATED PERSON WITHDRAWN | 01/08/2008 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 01/08/2008 |
| ASSOCIATED PERSON REGISTERED | 03/01/2007 |
| NFA ASSOCIATE MEMBER APPROVED | 02/20/2007 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 02/20/2007 |