Details

SPIRIT INVESTMENTS INC NFA ID: 0349450 Current Status • COMMODITY POOL OPERATOR PENDING WITHDRAWAL  • NFA MEMBER PENDING WITHDRAWAL   FIRM ON WITHDRAWAL HOLD    • NFA MEMBER APPROVED  • COMMODITY POOL OPERATOR REGISTERED  Exemptions Click the link below to view exemptions for this firm View Exemptions Firm Activity Status Firm has on-exchange futures and/or options customer accounts Yes Firm is soliciting customers No Firm manages futures or options customer accounts No Firm operates commodity pools Yes Firm is engaged in retail off-exchange foreign currency futures and/or options No Regulatory Actions  Agency Number NFA 1 CFTC 1 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Business Address 619 SOUTH VULCAN AVENUE, SUITE 103 ENCINITAS, CA  92024 UNITED STATES (760) 943-1557 Doing Business As No other names Listed Principals  Listed Principal Name Title 10% or More Financial Interest LORI L BOTTOLFSON MRS NO LISTED TITLE YES SCOTT A BOTTOLFSON PRESIDENT YES History  Status Effective Date • NFA MEMBER APPROVED 12/03/2004  • COMMODITY POOL OPERATOR REGISTERED 12/03/2004  • NFA MEMBER PENDING 11/17/2004  • COMMODITY POOL OPERATOR PENDING 11/17/2004