Details

E TRADE SECURITIES LLC NFA ID: 0320906 Current Status • FOREX FIRM APPROVED  • NFA MEMBER APPROVED  • INTRODUCING BROKER REGISTERED  Firm Activity Status Firm has on-exchange futures and/or options customer accounts Yes Firm is soliciting customers Yes Firm manages futures or options customer accounts No Firm operates commodity pools No Firm is engaged in retail off-exchange foreign currency futures and/or options No Regulatory Actions  Agency Number NFA 0 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 2 details... Formerly Known As No other names   Business Address 440 SOUTH LASALLE STREET SUITE 3030 CHICAGO, IL  60605 UNITED STATES 312-294-7804 Doing Business As No other names Listed Principals  Listed Principal Name Title 10% or More Financial Interest JUNE JESSUP BATCHELLER HEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION NO MICHAEL JOHN CURCIO DIRECTOR NO ETRADE BANK YES SHANE OSHEA SCOTTY MULRON CHIEF FINANCIAL OFFICER NO DANIEL R RYBA HEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION NO JACK C SEED NO LISTED TITLE NO ROBERT SAMUEL SONDHEIM NO LISTED TITLE NO History  Status Effective Date • FOREX FIRM APPROVED 11/15/2012  • FOREX FIRM PENDING 11/08/2012  • NFA MEMBER APPROVED 10/01/2002  • INTRODUCING BROKER REGISTERED 10/01/2002  • NFA MEMBER PENDING 08/09/2002  • INTRODUCING BROKER PENDING 08/09/2002