| NFA ASSOCIATE MEMBER TEMPORARY WITHDRAWAL | 02/04/2011 |
| NFA MEMBER TEMPORARY WITHDRAWAL | 02/04/2011 |
| PRINCIPAL TEMPORARY WITHDRAWAL | 02/04/2011 |
| |
| OXFORD TRADING GROUP INC |
| PRINCIPAL WITHDRAWN | 03/20/2011 |
| ASSOCIATED PERSON WITHDRAWN | 03/20/2011 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 02/18/2011 |
| NFA ASSOCIATE MEMBER APPROVED | 09/25/2009 |
| ASSOCIATED PERSON REGISTERED | 09/25/2009 |
| PRINCIPAL APPROVED | 09/23/2009 |
| NFA ASSOCIATE MEMBER PENDING | 09/16/2009 |
| ASSOCIATED PERSON PENDING | 09/14/2009 |
| PRINCIPAL PENDING | 09/14/2009 |
| VISTA TRADING ADVISORS INC |
| ASSOCIATED PERSON WITHDRAWN | 09/09/2009 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 09/09/2009 |
| PRINCIPAL WITHDRAWN | 09/09/2009 |
| ASSOCIATED PERSON REGISTERED | 05/19/2008 |
| NFA ASSOCIATE MEMBER APPROVED | 05/19/2008 |
| PRINCIPAL APPROVED | 05/19/2008 |
| NFA ASSOCIATE MEMBER PENDING | 04/28/2008 |
| ASSOCIATED PERSON PENDING | 04/28/2008 |
| PRINCIPAL PENDING | 04/28/2008 |