| PRINCIPAL PERMANENT BAR | 04/03/2012 |
| NFA MEMBER PERMANENT BAR | 04/03/2012 |
| NFA ASSOCIATE MEMBER PERMANENT BAR | 04/03/2012 |
| |
| INTERCAPITAL MARKETS CORP |
| NFA ASSOCIATE MEMBER WITHDRAWN | 05/05/2012 |
| ASSOCIATED PERSON WITHDRAWN | 05/05/2012 |
| PRINCIPAL WITHDRAWN | 04/25/2012 |
| NFA ASSOCIATE MEMBER APPROVED | 02/25/2011 |
| ASSOCIATED PERSON REGISTERED | 02/25/2011 |
| PRINCIPAL APPROVED | 02/25/2011 |
| NFA ASSOCIATE MEMBER PENDING | 02/24/2011 |
| ASSOCIATED PERSON PENDING | 02/24/2011 |
| PRINCIPAL PENDING | 12/06/2010 |