| FOREX CAPITAL MARKETS LLC |
| FOREX ASSOCIATED PERSON APPROVED | 10/05/2010 |
| FOREX ASSOCIATED PERSON PENDING | 09/30/2010 |
| PRINCIPAL APPROVED | 07/13/2009 |
| ASSOCIATED PERSON REGISTERED | 08/02/2004 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 07/21/2004 |
| NFA ASSOCIATE MEMBER APPROVED | 07/21/2004 |