| ALPARI US LLC |
| ASSOCIATED PERSON REGISTERED | 01/07/2011 |
| PRINCIPAL APPROVED | 01/07/2011 |
| FOREX ASSOCIATED PERSON APPROVED | 01/05/2011 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 01/05/2011 |
| PRINCIPAL PENDING | 01/05/2011 |
| FOREX ASSOCIATED PERSON PENDING | 01/05/2011 |
| NFA ASSOCIATE MEMBER APPROVED | 01/05/2011 |
| NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN | 10/04/2010 |
| ASSOCIATED PERSON PENDING STATUS WITHDRAWN | 10/04/2010 |
| NFA ASSOCIATE MEMBER PENDING | 07/06/2010 |
| ASSOCIATED PERSON PENDING | 07/06/2010 |