| NFA MEMBER PERMANENT BAR | 01/14/2010 |
| PRINCIPAL PERMANENT BAR | 01/14/2010 |
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| NFA MEMBER WITHDRAWN | 01/05/2010 |
| COMMODITY TRADING ADVISOR WITHDRAWN | 01/05/2010 |
| NFA MEMBER SUSPENDED | 12/21/2009 |
| COMMODITY TRADING ADVISOR SUSPENDED | 12/21/2009 |
| INTRODUCING BROKER WITHDRAWN | 06/29/2007 |
| COMMODITY TRADING ADVISOR REGISTERED | 09/26/2006 |
| COMMODITY TRADING ADVISOR PENDING | 09/26/2006 |
| INTRODUCING BROKER REGISTERED | 04/18/2006 |
| NFA MEMBER APPROVED | 04/18/2006 |
| NFA MEMBER PENDING | 03/21/2006 |
| INTRODUCING BROKER PENDING | 03/20/2006 |