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ANTHONY KWOK WONG NFA ID: 0331436 Current Status NO CURRENT STATUS Regulatory Actions  Agency Number NFA 1 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 1 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Security Futures Proficiency Training No proficiency information available Doing Business As No other names History  Status Effective Date BACERA ASSET MANAGEMENT LLC  • ASSOCIATED PERSON PENDING STATUS WITHDRAWN 05/04/2011  • NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 05/04/2011  • NFA ASSOCIATE MEMBER PENDING 02/03/2011  • ASSOCIATED PERSON PENDING 02/03/2011  BACERA CORPORATION  • PRINCIPAL WITHDRAWN 12/17/2008  • ASSOCIATED PERSON WITHDRAWN 12/17/2008  • NFA ASSOCIATE MEMBER WITHDRAWN 12/17/2008  • NFA ASSOCIATE MEMBER APPROVED 12/13/2004  • ASSOCIATED PERSON REGISTERED 12/13/2004  • PRINCIPAL APPROVED 07/13/2004  RINGOR, VICTOR LEE  • PRINCIPAL PENDING STATUS WITHDRAWN 04/13/2009  • PRINCIPAL PENDING 03/02/2009  WESTMINSTER S&D LTD  • PRINCIPAL WITHDRAWN 12/02/2004  • NFA ASSOCIATE MEMBER WITHDRAWN 12/02/2004  • ASSOCIATED PERSON WITHDRAWN 12/02/2004  • NFA ASSOCIATE MEMBER APPROVED 01/14/2004  • ASSOCIATED PERSON REGISTERED 01/14/2004  • PRINCIPAL APPROVED 09/08/2003  • PRINCIPAL PENDING 05/15/2003  • NFA ASSOCIATE MEMBER PENDING 05/14/2003  • ASSOCIATED PERSON PENDING 05/12/2003