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Details

JAMES D CROMBIE NFA ID: 0402375

Current Status
• NFA ASSOCIATE MEMBER PERMANENT WITHDRAWAL 
• NFA MEMBER PERMANENT WITHDRAWAL 
• PRINCIPAL PERMANENT WITHDRAWAL 
Regulatory Actions
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NFA2
CFTC1
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NFA Arbitration Decisions
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CFTC Reparations Cases
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Formerly Known As
No other names
 
Security Futures Proficiency Training
No proficiency information available
Doing Business As
No other names
History
 Status Effective Date
• NFA ASSOCIATE MEMBER PERMANENT WITHDRAWAL06/30/2011 
• NFA MEMBER PERMANENT WITHDRAWAL06/30/2011 
• PRINCIPAL PERMANENT WITHDRAWAL06/30/2011 
 
JDC VENTURES LLC 
• PRINCIPAL WITHDRAWN 05/05/2010 
• ASSOCIATED PERSON WITHDRAWN 05/05/2010 
• NFA ASSOCIATE MEMBER WITHDRAWN 05/05/2010 
• NFA ASSOCIATE MEMBER APPROVED 02/05/2009 
• ASSOCIATED PERSON REGISTERED 02/05/2009 
• PRINCIPAL APPROVED 01/30/2009 
• NFA ASSOCIATE MEMBER PENDING 01/22/2009 
• ASSOCIATED PERSON PENDING 01/22/2009 
• PRINCIPAL PENDING 01/21/2009 
PARON CAPITAL MANAGEMENT LLC 
• ASSOCIATED PERSON WITHDRAWN 03/31/2011 
• NFA ASSOCIATE MEMBER WITHDRAWN 03/31/2011 
• PRINCIPAL WITHDRAWN 03/31/2011 
• NFA ASSOCIATE MEMBER APPROVED 08/02/2010 
• ASSOCIATED PERSON REGISTERED 08/02/2010 
• PRINCIPAL APPROVED 08/02/2010 
• NFA ASSOCIATE MEMBER PENDING 07/06/2010 
• ASSOCIATED PERSON PENDING 07/06/2010 
• PRINCIPAL PENDING 07/06/2010 
PENINSULA LP 
• PRINCIPAL WITHDRAWN 02/03/2009 
• PRINCIPAL APPROVED 01/30/2009 
• PRINCIPAL PENDING 12/17/2008 
• PRINCIPAL PENDING STATUS WITHDRAWN 11/24/2008 
• PRINCIPAL PENDING 08/26/2008 
 
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