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Details

WINDSOR WEALTH MANAGEMENT LLC NFA ID: 0395924

Current Status
• UNPAID ARBITRATION AWARD/SETTLEMENT 
• NFA MEMBER PERMANENT BAR 
• NFA MEMBER PERMANENT WITHDRAWAL 
• PRINCIPAL PERMANENT BAR 
Regulatory Actions
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NFA Arbitration Decisions
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CFTC Reparations Cases
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Formerly Known As
No other names
 
Business Address
1200 NORTH FEDERAL HWY
SUITE 200
BOCA RATON, FL  33432
UNITED STATES
561-368-5450
Doing Business As
No other names
Listed Principals
No principals currently listed
History
 Status Effective Date
• UNPAID ARBITRATION AWARD/SETTLEMENT 
• NFA MEMBER PERMANENT BAR05/06/2010 
• NFA MEMBER PERMANENT WITHDRAWAL05/06/2010 
• PRINCIPAL PERMANENT BAR05/06/2010 
 
• INTRODUCING BROKER WITHDRAWN05/30/2010 
• NFA MEMBER WITHDRAWN05/06/2010 
• NFA MEMBER APPROVED04/17/2008 
• INTRODUCING BROKER REGISTERED04/17/2008 
• NFA MEMBER PENDING03/18/2008 
• INTRODUCING BROKER PENDING03/17/2008 
 
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