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BRUCE ALEXANDER GWYN NFA ID: 0190801 Current Status • LEVEL III MANAGEMENT LLC'S NFA MEMBERSHIP HAS BEEN SUSPENDED AND THIS INDIVIDUAL CANNOT CONDUCT CUSTOMER BUSINESS ON BEHALF OF LEVEL III MANAGEMENT LLC    LEVEL III MANAGEMENT LLC    • NFA ASSOCIATE MEMBER SUSPENDED  • ASSOCIATED PERSON REGISTERED  • PRINCIPAL APPROVED  Regulatory Actions  Agency Number NFA 2 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Security Futures Proficiency Training No proficiency information available Doing Business As No other names History  Status Effective Date • LEVEL III MANAGEMENT LLC'S NFA MEMBERSHIP HAS BEEN SUSPENDED AND THIS INDIVIDUAL CANNOT CONDUCT CUSTOMER BUSINESS ON BEHALF OF LEVEL III MANAGEMENT LLC     GWYN BRUCE  • PRINCIPAL WITHDRAWN 04/01/1995  • PRINCIPAL APPROVED 01/14/1993  • PRINCIPAL PENDING 01/07/1993  LEVEL III MANAGEMENT LLC  • NFA ASSOCIATE MEMBER SUSPENDED 06/12/2012  • NFA ASSOCIATE MEMBER APPROVED 07/03/2007  • ASSOCIATED PERSON REGISTERED 07/03/2007  • NFA ASSOCIATE MEMBER PENDING 06/19/2007  • ASSOCIATED PERSON PENDING 06/19/2007  • PRINCIPAL APPROVED 06/19/2007  LEVEL III TRADING LLC  • PRINCIPAL WITHDRAWN 07/13/2012  • NFA ASSOCIATE MEMBER WITHDRAWN 07/13/2012  • ASSOCIATED PERSON WITHDRAWN 07/13/2012  • NFA ASSOCIATE MEMBER SUSPENDED 06/12/2012  • NFA ASSOCIATE MEMBER APPROVED 06/22/2007  • ASSOCIATED PERSON REGISTERED 06/22/2007  • PRINCIPAL APPROVED 05/11/2007  • NFA ASSOCIATE MEMBER PENDING 04/20/2007  • ASSOCIATED PERSON PENDING 04/11/2007  • PRINCIPAL PENDING 04/11/2007  NEW ORLEANS FUTURES INC  • ASSOCIATED PERSON WITHDRAWN 08/29/1994  • NFA ASSOCIATE MEMBER WITHDRAWN 08/29/1994  • PRINCIPAL WITHDRAWN 08/29/1994  • ASSOCIATED PERSON REGISTERED 02/14/1990  • NFA ASSOCIATE MEMBER APPROVED 02/14/1990  • PRINCIPAL APPROVED 02/14/1990  • PRINCIPAL PENDING 01/05/1990  • ASSOCIATED PERSON PENDING 12/29/1989  • NFA ASSOCIATE MEMBER PENDING 12/29/1989  NORTHSHORE INVESTMENT GROUP LTD  • ASSOCIATED PERSON WITHDRAWN 02/16/1990  • NFA ASSOCIATE MEMBER WITHDRAWN 02/16/1990  • ASSOCIATED PERSON REGISTERED 10/24/1989  • NFA ASSOCIATE MEMBER APPROVED 09/05/1989  • ASSOCIATED PERSON TEMPORARY LICENSE 09/05/1989  STOTLER AND COMPANY  • ASSOCIATED PERSON WITHDRAWN 09/01/1989  • NFA ASSOCIATE MEMBER WITHDRAWN 09/01/1989  • ASSOCIATED PERSON REGISTERED 07/24/1986  • NFA ASSOCIATE MEMBER APPROVED 07/09/1986  • ASSOCIATED PERSON TEMPORARY LICENSE 07/09/1986  • ASSOCIATED PERSON PENDING 06/27/1986  • NFA ASSOCIATE MEMBER PENDING 06/27/1986