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SHIFT ASSET MANAGEMENT LLC NFA ID: 0430672 Current Status NO CURRENT STATUS Regulatory Actions  Agency Number NFA 0 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Business Address 15 E. 40TH STREET SUITE 702 NEW YORK, NY  10016 UNITED STATES (646) 808-3040 Doing Business As No other names Listed Principals No principals currently listed History  Status Effective Date • FOREX FIRM WITHDRAWN 02/18/2012  • NFA MEMBER WITHDRAWN 02/18/2012  • COMMODITY TRADING ADVISOR WITHDRAWN 02/18/2012  • NFA MEMBER APPROVED 06/03/2011  • COMMODITY TRADING ADVISOR REGISTERED 06/03/2011  • FOREX FIRM APPROVED 06/03/2011  • NFA MEMBER PENDING 05/18/2011  • COMMODITY TRADING ADVISOR PENDING 05/18/2011  • FOREX FIRM PENDING 05/18/2011