| M25 INVESTMENTS INC |
| NFA ASSOCIATE MEMBER WITHDRAWN | 06/03/2011 |
| PRINCIPAL WITHDRAWN | 06/03/2011 |
| ASSOCIATED PERSON WITHDRAWN | 06/03/2011 |
| NFA ASSOCIATE MEMBER APPROVED | 07/24/2008 |
| ASSOCIATED PERSON REGISTERED | 07/24/2008 |
| PRINCIPAL APPROVED | 07/22/2008 |
| NFA ASSOCIATE MEMBER PENDING | 07/18/2008 |
| ASSOCIATED PERSON PENDING | 07/18/2008 |
| PRINCIPAL PENDING | 07/16/2008 |
| PRINCIPAL PENDING STATUS WITHDRAWN | 05/13/2008 |
| NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN | 05/13/2008 |
| ASSOCIATED PERSON PENDING STATUS WITHDRAWN | 05/13/2008 |
| PRINCIPAL PENDING | 02/13/2008 |
| NFA ASSOCIATE MEMBER PENDING | 02/13/2008 |
| ASSOCIATED PERSON PENDING | 02/13/2008 |
| M37 INVESTMENTS LLC |
| NFA ASSOCIATE MEMBER WITHDRAWN | 06/03/2011 |
| PRINCIPAL WITHDRAWN | 06/03/2011 |
| ASSOCIATED PERSON WITHDRAWN | 06/03/2011 |
| NFA ASSOCIATE MEMBER APPROVED | 11/10/2008 |
| PRINCIPAL APPROVED | 11/10/2008 |
| ASSOCIATED PERSON REGISTERED | 11/10/2008 |