| NFA MEMBER PERMANENT WITHDRAWAL | 08/31/2009 |
| PRINCIPAL PERMANENT BAR | 08/31/2009 |
| |
| INTRODUCING BROKER WITHDRAWN | 09/30/2009 |
| NOTICE BROKER DEALER WITHDRAWN | 08/31/2009 |
| NFA MEMBER WITHDRAWN | 08/31/2009 |
| COMMODITY TRADING ADVISOR WITHDRAWN | 02/12/2004 |
| NOTICE BROKER DEALER REGISTERED | 09/19/2002 |
| INTRODUCING BROKER REGISTERED | 10/07/1998 |
| NFA MEMBER APPROVED | 10/07/1998 |
| COMMODITY TRADING ADVISOR REGISTERED | 06/23/1998 |
| COMMODITY TRADING ADVISOR PENDING | 06/19/1998 |