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THOMAS EDWARD FRITZ NFA ID: 0006906 Current Status EFG GROUP LLC  • ASSOCIATED PERSON REGISTERED  • NFA ASSOCIATE MEMBER APPROVED  • PRINCIPAL APPROVED  FUTURES MARKETING ENTERPRISES  • ASSOCIATED PERSON REGISTERED  • NFA ASSOCIATE MEMBER APPROVED  • PRINCIPAL APPROVED  INTERNATIONAL FUTURES GROUP INC  • ASSOCIATED PERSON REGISTERED  • NFA ASSOCIATE MEMBER APPROVED  • PRINCIPAL APPROVED  NEW WORLD HOLDINGS LLC  • NFA ASSOCIATE MEMBER APPROVED  • ASSOCIATED PERSON REGISTERED  • PRINCIPAL APPROVED  Trading Privileges No trading privileges Regulatory Actions  Agency Number NFA 1 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Security Futures Proficiency Training  Description Date SECURITY FUTURES TRAINING COMPLETED 10/28/2002 SECURITY FUTURES PRINCIPAL TRAINING COMPLETED 06/14/2005 Doing Business As No other names History  Status Effective Date • FLOOR BROKER WITHDRAWN 03/31/1984  • FLOOR BROKER REGISTERED 01/01/1982  ADM INVESTOR SERVICES INC  • PRINCIPAL WITHDRAWN 12/20/1991  • PRINCIPAL APPROVED 08/12/1991  • PRINCIPAL PENDING 06/27/1991  • PRINCIPAL WITHDRAWN 12/31/1987  • NFA ASSOCIATE MEMBER WITHDRAWN 05/29/1986  • ASSOCIATED PERSON WITHDRAWN 05/29/1986  • NFA ASSOCIATE MEMBER APPROVED 08/01/1985  • ASSOCIATED PERSON REGISTERED 06/17/1985  • ASSOCIATED PERSON TEMPORARY LICENSE 03/19/1985  • PRINCIPAL APPROVED 04/17/1980  EFG GROUP LLC  • ASSOCIATED PERSON REGISTERED 08/29/1994  • NFA ASSOCIATE MEMBER APPROVED 08/29/1994  • ASSOCIATED PERSON PENDING 06/16/1994  • NFA ASSOCIATE MEMBER PENDING 06/16/1994  • PRINCIPAL APPROVED 12/15/1992  • PRINCIPAL PENDING 11/02/1992  FUTURES MARKETING ENTERPRISES  • ASSOCIATED PERSON REGISTERED 08/01/1997  • NFA ASSOCIATE MEMBER APPROVED 08/01/1997  • PRINCIPAL APPROVED 08/01/1997  • ASSOCIATED PERSON PENDING 07/28/1997  • NFA ASSOCIATE MEMBER PENDING 07/28/1997  • PRINCIPAL PENDING 07/28/1997  INTERNATIONAL FUTURES GROUP INC  • ASSOCIATED PERSON REGISTERED 09/28/1994  • NFA ASSOCIATE MEMBER APPROVED 09/28/1994  • ASSOCIATED PERSON PENDING 09/14/1994  • NFA ASSOCIATE MEMBER PENDING 09/14/1994  • PRINCIPAL APPROVED 02/24/1994  • PRINCIPAL PENDING 02/16/1994  IOWA GRAIN CO  • ASSOCIATED PERSON PENDING STATUS WITHDRAWN 11/07/1992  • NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 11/07/1992  • ASSOCIATED PERSON PENDING 01/13/1992  • NFA ASSOCIATE MEMBER PENDING 01/13/1992  NEW WORLD HOLDINGS LLC  • NFA ASSOCIATE MEMBER APPROVED 10/08/2003  • ASSOCIATED PERSON REGISTERED 10/08/2003  • NFA ASSOCIATE MEMBER PENDING 08/11/2003  • PRINCIPAL APPROVED 07/08/2003  • ASSOCIATED PERSON PENDING 06/23/2003  • PRINCIPAL PENDING 06/23/2003