Details

AVS CARTER FINANCIAL INC NFA ID: 0401563 Current Status • NFA MEMBER PERMANENT BAR  • PRINCIPAL PERMANENT BAR  Regulatory Actions  Agency Number NFA 1 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Business Address 141 W. JACKSON BLVD. SUITE 4240 CHICAGO, IL  60604 UNITED STATES 001-312-566-0046 Doing Business As No other names Listed Principals No principals currently listed History  Status Effective Date • NFA MEMBER PERMANENT BAR 05/11/2010  • PRINCIPAL PERMANENT BAR 05/11/2010    • COMMODITY TRADING ADVISOR WITHDRAWN 05/30/2010  • NFA MEMBER WITHDRAWN 05/11/2010  • INTRODUCING BROKER PENDING STATUS WITHDRAWN 01/02/2009  • COMMODITY TRADING ADVISOR REGISTERED 08/20/2008  • NFA MEMBER APPROVED 08/20/2008  • INTRODUCING BROKER PENDING 08/15/2008  • NFA MEMBER PENDING 08/15/2008  • COMMODITY TRADING ADVISOR PENDING 08/15/2008