| NFA ASSOCIATE MEMBER TEMPORARY BAR | 09/11/2009 |
| NFA MEMBER TEMPORARY BAR | 09/11/2009 |
| PRINCIPAL TEMPORARY BAR | 09/11/2009 |
| |
| COMMODITY TRADING GROUP |
| ASSOCIATED PERSON WITHDRAWN | 03/16/2005 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 03/16/2005 |
| ASSOCIATED PERSON REGISTERED | 10/11/2004 |
| NFA ASSOCIATE MEMBER APPROVED | 10/11/2004 |
| GLOBAL TRADING CENTER LLC |
| ASSOCIATED PERSON WITHDRAWN | 06/27/2005 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 06/27/2005 |
| NFA ASSOCIATE MEMBER APPROVED | 02/22/2005 |
| ASSOCIATED PERSON REGISTERED | 02/22/2005 |
| KJW LLC |
| ASSOCIATED PERSON WITHDRAWN | 11/11/2005 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 11/11/2005 |
| ASSOCIATED PERSON REGISTERED | 07/06/2005 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 06/29/2005 |
| NFA ASSOCIATE MEMBER APPROVED | 06/29/2005 |
| PIONEER COMMODITIES LLC |
| ASSOCIATED PERSON WITHDRAWN | 08/27/2009 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 08/27/2009 |
| PRINCIPAL WITHDRAWN | 08/27/2009 |
| NFA ASSOCIATE MEMBER APPROVED | 12/08/2005 |
| ASSOCIATED PERSON REGISTERED | 12/08/2005 |
| NFA ASSOCIATE MEMBER PENDING | 11/17/2005 |
| PRINCIPAL APPROVED | 11/16/2005 |
| ASSOCIATED PERSON PENDING | 11/11/2005 |
| PRINCIPAL PENDING | 11/11/2005 |
| UNITED INVESTORS GROUP |
| NFA ASSOCIATE MEMBER WITHDRAWN | 11/30/2004 |
| ASSOCIATED PERSON WITHDRAWN | 11/30/2004 |
| ASSOCIATED PERSON REGISTERED | 03/24/2004 |
| NFA ASSOCIATE MEMBER APPROVED | 02/20/2004 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 02/20/2004 |