| • NFA ASSOCIATE MEMBER TEMPORARY BAR | 03/03/2010 |
| • NFA MEMBER TEMPORARY BAR | 03/03/2010 |
| • PRINCIPAL TEMPORARY BAR | 03/03/2010 |
| |
| COMMODITY FUTURES & OPTIONS SERVICE INC |
| • ASSOCIATED PERSON WITHDRAWN | 06/15/2009 |
| • BRANCH MANAGER WITHDRAWN | 06/15/2009 |
| • NFA ASSOCIATE MEMBER WITHDRAWN | 06/15/2009 |
| • ASSOCIATED PERSON REGISTERED | 01/28/2009 |
| • BRANCH MANAGER APPROVED | 01/28/2009 |
| • NFA ASSOCIATE MEMBER APPROVED | 01/28/2009 |
| FRONTLINE ADVISORS LLC |
| • PRINCIPAL WITHDRAWN | 03/03/2010 |
| • NFA ASSOCIATE MEMBER WITHDRAWN | 03/03/2010 |
| • NFA ASSOCIATE MEMBER APPROVED | 08/06/2008 |
| • ASSOCIATED PERSON REGISTERED | 08/06/2008 |
| • PRINCIPAL APPROVED | 07/29/2008 |
| • NFA ASSOCIATE MEMBER PENDING | 07/29/2008 |
| • ASSOCIATED PERSON PENDING | 07/29/2008 |
| FRONTLINE FINANCIAL INC |
| • PRINCIPAL WITHDRAWN | 02/23/2010 |
| • ASSOCIATED PERSON WITHDRAWN | 02/23/2010 |
| • NFA ASSOCIATE MEMBER WITHDRAWN | 02/23/2010 |
| • NFA ASSOCIATE MEMBER APPROVED | 03/28/2008 |
| • ASSOCIATED PERSON REGISTERED | 03/28/2008 |
| • PRINCIPAL APPROVED | 01/23/2008 |
| • NFA ASSOCIATE MEMBER PENDING | 01/08/2008 |
| • ASSOCIATED PERSON PENDING | 01/08/2008 |
| • PRINCIPAL PENDING | 01/08/2008 |