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CHARLES MICHAEL MONTGOMERY NFA ID: 0336444 Current Status NO CURRENT STATUS Regulatory Actions  Agency Number NFA 1 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 1 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Security Futures Proficiency Training  Description Date SECURITY FUTURES TRAINING COMPLETED 03/12/2004 Doing Business As No other names History  Status Effective Date BRIDGEPORT ASSET MANAGEMENT LLC  • NFA ASSOCIATE MEMBER WITHDRAWN 08/31/2006  • ASSOCIATED PERSON WITHDRAWN 08/31/2006  • NFA ASSOCIATE MEMBER APPROVED 12/27/2005  • ASSOCIATED PERSON REGISTERED 12/27/2005  • NFA ASSOCIATE MEMBER PENDING 12/23/2005  • ASSOCIATED PERSON PENDING 12/23/2005  MERCER CAPITAL INC  • ASSOCIATED PERSON WITHDRAWN 08/08/2004  • NFA ASSOCIATE MEMBER WITHDRAWN 08/08/2004  • NFA ASSOCIATE MEMBER APPROVED 02/10/2004  • ASSOCIATED PERSON REGISTERED 02/10/2004  • ASSOCIATED PERSON PENDING STATUS WITHDRAWN 11/04/2003  • NFA ASSOCIATE MEMBER WITHDRAWN 11/04/2003  • NFA ASSOCIATE MEMBER APPROVED 10/23/2003  • ASSOCIATED PERSON TEMPORARY LICENSE 10/23/2003  MERCER CAPITAL MANAGEMENT  • NFA ASSOCIATE MEMBER WITHDRAWN 01/09/2006  • ASSOCIATED PERSON WITHDRAWN 01/09/2006  • NFA ASSOCIATE MEMBER APPROVED 08/04/2004  • ASSOCIATED PERSON REGISTERED 08/04/2004  • NFA ASSOCIATE MEMBER PENDING 07/30/2004  • ASSOCIATED PERSON PENDING 07/30/2004  WELLINGTON FUTURES GROUP  • NFA ASSOCIATE MEMBER WITHDRAWN 03/12/2004  • ASSOCIATED PERSON WITHDRAWN 03/12/2004  • NFA ASSOCIATE MEMBER APPROVED 12/11/2003  • ASSOCIATED PERSON REGISTERED 12/11/2003  • NFA ASSOCIATE MEMBER PENDING 11/24/2003  • NFA ASSOCIATE MEMBER WITHDRAWN 11/24/2003  • ASSOCIATED PERSON PENDING 11/24/2003  • ASSOCIATED PERSON TEMPORARY LICENSE WITHDRAWN 11/24/2003  • NFA ASSOCIATE MEMBER APPROVED 11/03/2003  • ASSOCIATED PERSON TEMPORARY LICENSE 11/03/2003  • NFA ASSOCIATE MEMBER PENDING 11/03/2003  • ASSOCIATED PERSON PENDING 11/03/2003