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BRIAN PATRICK KING NFA ID: 0256271 Current Status AXICORP USA LLC  • FOREX ASSOCIATED PERSON APPROVED  • NFA ASSOCIATE MEMBER APPROVED  • ASSOCIATED PERSON REGISTERED  • PRINCIPAL APPROVED  Regulatory Actions  Agency Number NFA 1 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Security Futures Proficiency Training  Description Date SECURITY FUTURES TRAINING COMPLETED 11/14/2002 Doing Business As No other names History  Status Effective Date AMERICAN FUTURES GROUP INC  • ASSOCIATED PERSON WITHDRAWN 09/22/1994  • NFA ASSOCIATE MEMBER WITHDRAWN 09/22/1994  • ASSOCIATED PERSON REGISTERED 06/09/1994  • NFA ASSOCIATE MEMBER APPROVED 06/09/1994  • ASSOCIATED PERSON PENDING 05/11/1994  • NFA ASSOCIATE MEMBER PENDING 05/11/1994  AXICORP USA LLC  • FOREX ASSOCIATED PERSON APPROVED 08/09/2012  • NFA ASSOCIATE MEMBER APPROVED 08/09/2012  • ASSOCIATED PERSON REGISTERED 08/09/2012  • PRINCIPAL APPROVED 07/18/2012  • FOREX ASSOCIATED PERSON PENDING 06/27/2012  • NFA ASSOCIATE MEMBER PENDING 06/27/2012  • ASSOCIATED PERSON PENDING 06/27/2012  • PRINCIPAL PENDING 06/27/2012  GLOBAL FUTURES & FOREX LTD  • NFA ASSOCIATE MEMBER WITHDRAWN 11/16/2005  • ASSOCIATED PERSON WITHDRAWN 11/16/2005  • BRANCH MANAGER WITHDRAWN 11/16/2005  • NFA ASSOCIATE MEMBER APPROVED 08/29/2005  • NFA ASSOCIATE MEMBER WITHDRAWN 04/15/2005  • BRANCH MANAGER APPROVED 03/16/2004  • ASSOCIATED PERSON REGISTERED 03/16/2004  • BRANCH MANAGER PENDING 03/11/2004  • NFA ASSOCIATE MEMBER APPROVED 03/08/2004  • ASSOCIATED PERSON TEMPORARY LICENSE 03/08/2004  • NFA ASSOCIATE MEMBER PENDING 03/05/2004  • ASSOCIATED PERSON PENDING 03/05/2004  • ASSOCIATED PERSON TEMPORARY LICENSE WITHDRAWN 03/05/2004  • NFA ASSOCIATE MEMBER WITHDRAWN 03/05/2004  • ASSOCIATED PERSON TEMPORARY LICENSE 02/13/2004  • NFA ASSOCIATE MEMBER APPROVED 02/13/2004  GLOBAL FUTURES LLC  • ASSOCIATED PERSON WITHDRAWN 11/16/2005  • BRANCH MANAGER WITHDRAWN 11/16/2005  • NFA ASSOCIATE MEMBER WITHDRAWN 11/16/2005  • BRANCH MANAGER APPROVED 02/11/2005  • ASSOCIATED PERSON REGISTERED 04/02/2004  • NFA ASSOCIATE MEMBER APPROVED 04/02/2004  LAKE FUTURES LTD  • ASSOCIATED PERSON WITHDRAWN 10/31/1994  • NFA ASSOCIATE MEMBER WITHDRAWN 10/31/1994  • ASSOCIATED PERSON REGISTERED 09/27/1994  • NFA ASSOCIATE MEMBER APPROVED 09/07/1994  • ASSOCIATED PERSON TEMPORARY LICENSE 09/07/1994  LFG LLC  • ASSOCIATED PERSON WITHDRAWN 04/28/2000  • NFA ASSOCIATE MEMBER WITHDRAWN 04/28/2000  • ASSOCIATED PERSON REGISTERED 12/13/1994  • NFA ASSOCIATE MEMBER APPROVED 10/31/1994  • ASSOCIATED PERSON TEMPORARY LICENSE 10/31/1994  ODL SECURITIES INC  • PRINCIPAL WITHDRAWN 08/22/2009  • ASSOCIATED PERSON WITHDRAWN 08/22/2009  • NFA ASSOCIATE MEMBER WITHDRAWN 08/22/2009  • PRINCIPAL APPROVED 03/09/2006  • ASSOCIATED PERSON REGISTERED 03/09/2006  • NFA ASSOCIATE MEMBER APPROVED 03/09/2006  • PRINCIPAL PENDING 03/03/2006  • NFA ASSOCIATE MEMBER PENDING 12/30/2005  • ASSOCIATED PERSON PENDING 12/30/2005  • NFA ASSOCIATE MEMBER WITHDRAWN 12/30/2005  • ASSOCIATED PERSON TEMPORARY LICENSE WITHDRAWN 12/30/2005  • NFA ASSOCIATE MEMBER APPROVED 12/09/2005  • ASSOCIATED PERSON TEMPORARY LICENSE 12/09/2005  PENSON FINANCIAL SERVICES INC  • ASSOCIATED PERSON WITHDRAWN 04/27/2012  • FOREX ASSOCIATED PERSON WITHDRAWN 04/27/2012  • NFA ASSOCIATE MEMBER WITHDRAWN 04/27/2012  • ASSOCIATED PERSON REGISTERED 09/01/2011  • FOREX ASSOCIATED PERSON APPROVED 09/01/2011  • NFA ASSOCIATE MEMBER APPROVED 09/01/2011  PENSON FUTURES  • ASSOCIATED PERSON WITHDRAWN 09/01/2011  • FOREX ASSOCIATED PERSON WITHDRAWN 09/01/2011  • NFA ASSOCIATE MEMBER WITHDRAWN 09/01/2011  • FOREX ASSOCIATED PERSON APPROVED 07/07/2011  • FOREX ASSOCIATED PERSON PENDING 06/16/2011  • ASSOCIATED PERSON REGISTERED 03/23/2010  • NFA ASSOCIATE MEMBER APPROVED 03/05/2010  • ASSOCIATED PERSON TEMPORARY LICENSE 03/05/2010  • NFA ASSOCIATE MEMBER PENDING 03/05/2010  • ASSOCIATED PERSON PENDING 03/05/2010  REFCO LLC  • ASSOCIATED PERSON WITHDRAWN 12/03/2002  • NFA ASSOCIATE MEMBER WITHDRAWN 12/03/2002  • ASSOCIATED PERSON REGISTERED 04/28/2000  • NFA ASSOCIATE MEMBER APPROVED 04/28/2000  ZAP FUTURES LLC  • ASSOCIATED PERSON WITHDRAWN 01/30/2004  • NFA ASSOCIATE MEMBER WITHDRAWN 01/30/2004  • ASSOCIATED PERSON REGISTERED 12/02/2002  • NFA ASSOCIATE MEMBER APPROVED 12/02/2002